Ms Kathryn M. Fuller Partner Borden Ladner Gervais LLP - Lawyer Biography - International Law Office

Background

Kathryn Fuller is a Partner at our Toronto office. She was admitted to the Ontario Bar in 2001 and graduated from Queen’s Law School in 1999.
Prior to that, she received an Honours Bachelor of Arts degree from Queen’s University in 1996, majoring in English and Politics.

Areas of Practice

• Securities Law with an emphasis on the Investment Management industry
• Corporate Law

Professional Experience

• Advising Canadian investment fund managers, dealers and investment advisors on legal issues relating to the establishment and administration of investment funds and other securities
• Advising international investment fund managers and advisors on offering and advising investment funds in Canada
• Preparing offering documents and continuous disclosure documents relating to retail mutual funds
• Preparing offering documents relating to the exempt distribution of pooled funds and hedge funds
• Registering securities industry participants as dealers and advisors in Canada
• Advising securities industry participants on compliance with corporate and securities laws, rules and policies, including fund governance, sales and advertising issues
• Seconded to a major mutual fund company
• Member of the Securities and Capital Markets Law Group and the Investment Management Law Group
• Professional and Community Activities
• Member of the Canadian Bar Association (Ontario)
• Former member of Investment Funds Institute of Canada (IFIC) conference committee

Practice areas to which Kathryn M. Fuller belongs:

• Investment Management
• Securities and Capital Markets