Mr Nathan J Greene

Nathan J Greene

Updates

Derivatives

Proposed SEC data collection rules focus on use of derivatives by asset managers
USA | 08 July 2015

The Securities and Exchange Commission has issued a pair of rule proposals which, when taken together, suggest some of the strongest regulatory interest to date in how derivatives are used in the asset management industry. Both proposals introduce significant changes in the public reporting of the use of derivatives by asset managers. They therefore can be expected to be the subject of lively commentary going forward.