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Capital Markets

November 07 2017
Bilal Anwari OJK tightens control over bankruptcy disclosure by issuers and public companies

Indonesia - Ali Budiardjo, Nugroho, Reksodiputro

A recent Financial Services Authority (OJK) regulation sets out new disclosure obligations that apply to issuers and public companies in Indonesia and creates a new penalty regime for non-compliance. The regulation is significant for investors with an interest in the Indonesian Stock Exchange and is consistent with other measures that the OJK has taken to improve transparency and align the reporting obligations of issuers and public companies with international standards.

Author: Bilal Anwari
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Jay G Baris SEC solves Section 28(e) MiFID II compliance conundrum – for now

USA - Morrison & Foerster LLP

In a series of recent no-action letters, the Securities and Exchange Commission published guidance to address concerns by US broker-dealers and investment advisers about how to comply with EU Markets in Financial Instruments Directive rules that limit the use of soft dollars. The long-awaited guidance provides some clarity for financial institutions faced with the dilemma of how to comply with conflicting US and EU regulatory requirements.

Authors: Jay G Baris, Peter Green, Jeremy Jennings-Mares
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Recent updates

David Lichtstein Bipartisan congressional legislation introduced aimed at increasing IPO activity

USA - Morrison & Foerster LLP

Author: David Lichtstein

Upcoming event

IBA 4th Annual Corporate Governance Conference

December 7-8 2017 – Frankfurt, Germany

This essential conference will provide you with the opportunity to discuss issues and challenges facing the sector with other leading lawyers, academics and organisations in the fields of corporate governance and regulation.

For more details go to: