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Capital Markets

January 23 2018
Kelley Howes SEC releases liquidity rule FAQs

USA - Morrison & Foerster LLP

The Security and Exchange Commission Division of Investment Management has released a series of frequently asked questions (FAQs) regarding the new liquidity rule. The FAQs relate to sub-advised funds and exchange-traded funds that meet redemptions through in-kind transfers of securities, positions and assets other than a de minimis amount of cash and are a timely reminder that the compliance date for the liquidity rule is fast approaching.

Author: Kelley Howes
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Recent updates

Matthew Kutner SEC's regulatory agenda revealed

USA - Morrison & Foerster LLP

Authors: Matthew Kutner, Jay G Baris