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Capital Markets

05 March 2019
David M Lynn SEC adopts Dodd-Frank Act hedging disclosure rule

USA - Morrison & Foerster LLP

The Securities and Exchange Commission recently amended the Securities Exchange Act to implement Section 955 of the Dodd-Frank Act. Among other requirements, companies that are not foreign private issuers, listed closed-end investment companies, smaller reporting companies or emerging growth companies must now comply with the new hedging disclosure requirement in proxy or information statements with respect to the election of directors during fiscal years beginning on or after 1 July 2019.

Authors: David M Lynn, Rose A Zukin
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