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Capital Markets

16 April 2019
David M Lynn SEC proposes to expand 'test-the-waters' accommodation

USA - Morrison & Foerster LLP

The Securities and Exchange Commission recently proposed a rule and related amendments under the Securities Act that would permit issuers to engage in oral or written communications with potential investors that are, or are reasonably believed to be, qualified institutional buyers or institutional accredited investors, either prior to or following the filing of a registration statement, to determine whether such investors have an interest in a contemplated securities offering registered under the Securities Act.

Author: David M Lynn
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