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Derivatives

13 November 2019
Donna M Parisi SEC finalises capital, margin and segregation requirements

USA - Shearman & Sterling LLP

As a further step towards the implementation of its security-based swap regime, the Securities and Exchange Commission (SEC) has adopted a number of long-awaited capital, margin and segregation requirements for security-based swap dealers and major security-based swap participants. The SEC's final rules address one of the key remaining questions required to implement the security-based swap regime: which capital and margin requirements will apply to non-bank dealers?

Authors: Donna M Parisi, Geoffrey B Goldman, Azam H Aziz, Jennifer Oosterbaan
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Donna M Parisi SEC proposes modifications to cross-border application of security-based swaps regime

USA - Shearman & Sterling LLP

Authors: Donna M Parisi, Geoffrey B Goldman, Azam H Aziz, Jennifer Oosterbaan

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